What's Happening
- MFDA sets out regulatory priorities for 2019 | February 6, 2019
- SEC Chair outlines regulatory priorities for 2019 | December 13, 2018
- Janice is recognized as one of Canada's leading litigation lawyers in the Lexpert Special Edition published in The Globe and Mail's Report on Business Magazine | November 30, 2018
- The Financial Planning Standards Council (FPSC) adopts new "duty of loyalty" | December 11, 2018
- Alberta Securities Commission adopts whistleblower program | November 19, 2018
- Supreme Court of Canada upholds constitutionality of proposed national securities regulator | November 9, 2018
- MFDA publishes new sanction guidelines | October 31, 2018
- Advocis urges Ontario government to reform regulations surrounding the use of titles in the financial services industry | October 25, 2018
- SEC pays out nearly $4 million to overseas whistleblower | September 25, 2018
- CSA proposes to ban deferred sales charges and limit trailing commissions | September 13, 2018