What's Happening
- OSC issues report on capital raising activity in the exempt market from 2017 to 2019 | December 10, 2020
- SEC announces its first charges against a public company for misleading COVID-19 disclosure | December 4, 2020
- CSA seeks comment on activist short selling | December 3, 2020
- OSC awards a total of $585,000 to three whistleblowers | November 17, 2020
- OSC publishes draft statement of priorities for 2021-2022 for comment | November 16, 2020
- SEC charges two former Wells Fargo executives for misleading investors | November 13, 2020
- MFDA releases national poll concerning what investors want in a modern SRO | August 9, 2020
- Ontario Capital Markets Modernization Taskforce releases consultation paper | July 9, 2020
- CSA publishes consultation paper on the SRO framework | June 25, 2020
- IIROC proposes merger with the MFDA | June 9, 2020