What's Happening

• MFDA releases national poll concerning what investors want in a modern SRO | August 9, 2020
• Ontario Capital Markets Modernization Taskforce releases consultation paper | July 9, 2020
• CSA publishes consultation paper on the SRO framework | June 25, 2020
• IIROC proposes merger with the MFDA | June 9, 2020
• SEC awards nearly $50 million to whistleblower | June 4, 2020
• MFDA updates and enhances regulatory powers | May 7, 2020
• OSC awards $500,000 to whistleblower | April 6, 2020
• OSC adopts new Charter of Governance | April 1, 2020
• OSC proposes to restrict the use of deferred sales charges (DSCs) | February 20, 2020
• Ontario announces members of the task force who will review the province's securities laws | February 6, 2020