What's Happening
- Ontario government announces major changes to OSC in budget | March 24, 2021
- CSA to release recommendations on SRO reform this summer | February 22, 2021
- MFDA begins work on roadmap for a new SRO | February 2, 2021
- Ontario Capital Markets Modernization Taskforce issues final report and proposes sweeping reforms | January 22, 2021
- OSC issues report on capital raising activity in the exempt market from 2017 to 2019 | December 10, 2020
- SEC announces its first charges against a public company for misleading COVID-19 disclosure | December 4, 2020
- CSA seeks comment on activist short selling | December 3, 2020
- OSC awards a total of $585,000 to three whistleblowers | November 17, 2020
- OSC publishes draft statement of priorities for 2021-2022 for comment | November 16, 2020
- SEC charges two former Wells Fargo executives for misleading investors | November 13, 2020