What's Happening

• SEC announces its first charges against a public company for misleading COVID-19 disclosure | December 4, 2020
• CSA seeks comment on activist short selling | December 3, 2020
• OSC awards a total of $585,000 to three whistleblowers | November 17, 2020
• OSC publishes draft statement of priorities for 2021-2022 for comment | November 16, 2020
• SEC charges two former Wells Fargo executives for misleading investors | November 13, 2020
• MFDA releases national poll concerning what investors want in a modern SRO | August 9, 2020
• Ontario Capital Markets Modernization Taskforce releases consultation paper | July 9, 2020
• CSA publishes consultation paper on the SRO framework | June 25, 2020
• IIROC proposes merger with the MFDA | June 9, 2020
• SEC awards nearly $50 million to whistleblower | June 4, 2020