What's Happening
- New SRO to replace MFDA and IIROC expected by end of 2022 | November 18, 2021
- SEC awards $40 million to two whistleblowers | October 15, 2021
- Ontario seeks input on draft Capital Markets Act | October 12, 2021
- OSC publishes 2021 Annual Report | September 2, 2021
- CSA announces that new SRO will take the place of IIROC and the MFDA | August 3, 2021
- After 5 years in existence, OSC considers whistleblower program a success | July 14, 2021
- CSA publishes 2020/2021 enforcement report | June 22, 2021
- MFDA releases annual enforcement report | June 1, 2021
- SEC has now paid out over $900 million as part of whistleblower program | May 20, 2021
- OSC's independent Investor Advisory Panel releases annual report | May 6, 2021